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Employee Compliance Service

“Edaa” Employee Compliance Service is a service to monitor employees’ activities in the Saudi Exchange electronically through the Tadawulaty portal. This service is offered to CMI’s and Government Funds. 

 

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Benefits:

  • Enables compliance officers to monitor and review their employee activities in the Saudi Exchange and mitigate the risks associated with individual trading.
  • Edaa has developed a monitoring platform for this service where users can automatically extract data and reports for employees and monitor their trading activities, consequently allowing them to ensure adequate implementation of the relevant rules and regulations.
  • The service is a reporting tool that supports CMIs to comply with the CMA Regulations which pointed that the Employees must disclose to the compliance officer all transactions in securities transacted at the CMI other than his/her own.
  • Cost-effective solution to enable CMIs and Government Funds to monitor their employees’ transactions.
  • Review all portfolios of employees at all brokerage houses.
  • Assists the implementation of CMIs and Government Funds personal trading policies.
Interested in our Employee Compliance Service?
Contact Us